-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I62/ag767P5g4axQCP10Nr+TU862WT7q7i0WbySLurQVuReNag9ouJ9+PH+4DDsZ vIIAK/xIW6odTHuhHlgkeg== 0001019056-05-001313.txt : 20051219 0001019056-05-001313.hdr.sgml : 20051219 20051219165811 ACCESSION NUMBER: 0001019056-05-001313 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20051219 DATE AS OF CHANGE: 20051219 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC STATE BANCORP CENTRAL INDEX KEY: 0001169424 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 611407606 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78555 FILM NUMBER: 051273221 BUSINESS ADDRESS: STREET 1: 6 S. EL DORADO CITY: STOCKTON STATE: CA ZIP: 95201 BUSINESS PHONE: 2099568892 MAIL ADDRESS: STREET 1: 1889 W. MARCH LANE CITY: STOCKTON STATE: CA ZIP: 95207 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROSSO STEVEN A CENTRAL INDEX KEY: 0001176544 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6 S. EL DORADO CITY: STOCKTON STATE: CA ZIP: 95201 BUSINESS PHONE: 209-870-3213 MAIL ADDRESS: STREET 1: 1889 W MARCH LN CITY: STOCKTON STATE: CA ZIP: 95207 SC 13G/A 1 rosso_13ga1.txt AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* PACIFIC STATE BANCORP --------------------- (Name of Issuer) Common Stock --------------------------------------- (Title of Class of Securities) 694 86P 102 -------------- (CUSIP Number) December 31, 2003 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - ----------------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP NO. 694 86P 102 - -------------------------------------------------------------------------------- 1. Names of Reporting Person STEVEN A. ROSSO I.R.S. Identification Nos. of above persons (entities only). - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization UNITED STATES - -------------------------------------------------------------------------------- Number of 5. Sole Voting Power 100,137 Shares Bene- ------------------------------------------------------------- ficially owned 6. Shared Voting Power by Each ------------------------------------------------------------- Reporting 7. Sole Dispositive Power 100,137 Person With: ------------------------------------------------------------- 8. Shared Dispositive Power - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 100,137 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] 11. Percent of Class Represented by Amount in Row (9) 5.93% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - -------------------------------------------------------------------------------- IN - -------------------------------------------------------------------------------- Page 2 of 5 Pages Item 1. (a) Name of Issuer: PACIFIC STATE BANCORP (b) Address of Issuer's Principal Executive Offices: 1899 W. March Lane Stockton, CA 95207 Item 2. (a) Name of Persons Filing: Steven A. Rosso (b) Address of Principal Business Office or, if none, Residence: 1899 W. March Lane Stockton, CA 95207 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 694 86P 102 Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). Page 3 of 5 Pages (e) [ ] An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J); NOT APPLICABLE Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 100,137 shares. (b) Percent of class: 5.93%. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 100,137 shares. (ii) Shared power to vote or to direct the vote: -0-. (iii) Sole power to dispose or to direct the disposition of: 100,137 shares. (iv) Shared power to dispose or to direct the disposition of: -0-. Item 5. Ownership of Five Percent or Less of a Class. NOT APPLICABLE Item 6. Ownership of More than Five Percent on Behalf of Another Person. NOT APPLICABLE Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. NOT APPLICABLE Page 4 of 5 Pages Item 8. Identification and Classification of Members of the Group. NOT APPLICABLE Item 9. Notice of Dissolution of Group. NOT APPLICABLE Item 10. Certification. NOT APPLICABLE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 22, 2005 By: /s/ STEVEN A. ROSSO ---------------------------------------------- Name: Steven A. Rosso Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----